Secession, recognition & the international politics of statehood
Abstract (Summary)
Secessionist regimes universally seek other States' formal recognition. Indeed, a
‘critical mass’ of external recognition must be achieved before any secessionist actor is
considered a full member of international society. Yet Statesmen often disagree about what
distinguishes a legitimate from an illegitimate claim to sovereign independence. The contest
among States over the appropriate response to Yugoslavia’s secessionists provides but one
recent example.
While the motives for seeking other States' recognition are easily understood, the
reasons established members of the system choose to recognize some and ignore other
recognition-seeking actors are not. There is no obvious pattern to the external recognition of
Statehood. Slovenia quickly won a secessionist war against its Yugoslav Home State to gain
its independence, but Croatia was in the midst of its war when it was recognized. On the
other hand, Somaliland has governed itself over a decade since it successfully broke from
Somalia, yet has received no formal recognition from the international community. There is
a wide variation in domestic capacity at the point of recognition; many secessionist regimes
with de facto independence remain unrecognized while regimes with shaky claims to
sovereignty are sometimes embraced as States.
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Common wisdom within the IR literature asserts States will act on their own political
motives rather than normative standards of capacity when questions of sovereignty arise.
Such interest-based explanations raise more questions than they answer. Which self-interests
guide States' recognition decisions? What happens when domestic motives conflict with geostrategic
imperatives? Do all States confer recognition based upon similar criteria or do
different States use different criteria? What, if any, influence do international norms have
upon States’ decisions? Generally, what accounts for the variance between the few actors
that are formally recognized and deemed sovereign independent States and the many that
receive little or no formal recognition and are not allowed equivalent participation in the
interstate system?
I tackle these questions using an original data set of secessionist movements and
Great Power recognition decisions between 1931 and 2002. I conceive of Statehood as the
result of a threshold model in which Great Power recognition is the most influential
determinant of success or failure. I utilize event history analysis and case studies to test
explanations derived from the literature, as well as my own hypotheses, regarding whether
and when Great Powers will recognize secessionist regimes. I argue that the manifest pattern
of new States belies the international legal standards for recognition. And additionally, that
individual States’ political motives insufficiently explain why potential members are accepted
or rejected by the international community. Instead, the strategic interactions among States
must also be considered. States do not make their recognition decisions in a vacuum, they
are interdependent and they rarely recognize unilaterally. Though the Great Powers are
generally reticent to recognize secessionists’ legitimacy, there are a number of conditions
under which recognition becomes an attractive choice.
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Bibliographical Information:
Advisor:
School:The Ohio State University
School Location:USA - Ohio
Source Type:Master's Thesis
Keywords:recognition international law state succession secession civil war ethnic conflict former communist countries yugoslavia
ISBN:
Date of Publication: